CORE Compliance Package – £99 + VAT per month
Our monthly CORE Compliance Package includes:
- Firm Engagement Visit*
- Access to the Document Library
- Access to regular Compliance Bulletins giving you an overview of recent and planned regulatory changes
- Access to an Online Test license
- One File Review per month – this will focus on business quality, affordability, documentation & disclosure – feedback will be provided for your reference
- Access to an experienced Field Compliance Manager for day to day general telephone queries
*A Field Compliance Manager will visit your office or home and complete a regulatory review of your business. They will discuss subjects such as the sales process, structure of the firm, complaints, recruitment and general systems and controls that may or may not be in place.
After the visit, they will provide you with a report detailing the topics covered, with guidance and recommendations. The report can also be used as reference material when meeting with the regulator.