TMA offers firms a visit focusing on several key subjects including:
- Hot Topics from the FCA, i.e. MCD, the recent Complaint changes, Performance Management and financial incentives
- Conduct Risk
- Customer Outcomes
- Systems and Controls
- Sales process
You will also receive a formal report with a record of our discussion, useful guidance material for your future reference and any recommendations that may be made by the Field Compliance Manager. The visit will take place at your office and generally takes between 3 to 5 hours depending on the size of your firm, well worth your time!
£599 + VAT per year