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COMPLIANCE UPDATE

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We are delighted to announce the release of two updated Compliance documents.

The April 2019 Compliance Bulletin is available for download. This edition focuses on the SM&CR implementation, as well as recent updates from the FCA and Financial Ombudsman Service. Register here to receive Compliance Bulletin updates.

We have also released an SM&CR Digest document. This offers a personal level of support and guidance to our Directly Authorised members as this change occurs. You can receive a copy of this by emailing hello@tmaclub.com.